Welcome to Herskovits PLLC

Experienced NY Securities Litigation Attorneys


Herskovits PLLC Decades of Securities Industry Legal Experience

Firm Overview

Herskovits PLLC

Exceptional Track Record
From 100’s of FINRA Arbitrations

New York based securities law practice

Herskovits PLLC is a New York based securities law practice; experienced NY securities litigation and regulatory enforcement attorneys with decades of securities industry legal experience, 100s of FINRA and SEC regulatory matters favorably concluded, scores of successful trial verdicts, and trusted advisors for investment professionals, broker-dealers, and companies targeted for regulatory action. For New York securities industry litigation, arbitration and regulatory defense…

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Facing A FINRA Investigation
Or Inquiry For Misconduct
Or Illegal Activity?

When it’s a Matter of Importance.

If you’re in the securities industry, you know FINRA investigations can lead to Federal complaints, administrative hearings, and/or examinations by other securities regulators including the SEC.

Broker-dealers, RIAs, investment advisors, and other industry professionals can be swept into broad inquiries, while those whose activities might touch some grey areas can be demonized and face outrageous penalties or other FINRA disciplinary actions.

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