Articles Posted in Firm News

Herskovits PLLC Submits Comments to FINRA Proposed Rule on Recruitment Compensation Practices
Herskovits, PLLC

On January 30, 2013, we sent FINRA a comment letter concerning the controversial proposed rule which would require disclosure of all “enhanced compensation” – forgivable loans, up-front bonuses, back-end bonuses, and the like – to customers. For those opposed to the proposed rule, the comment period is open until March 5, 2013. The text of…

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