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Getting Fired and Quitting on Wall Street (Robert Herskovits, Esq.)

Robert speaks about issues concerning the Protocol for broker recruiting and transition issues faced by registered representatives who depart from a broker-dealer. Robert discusses the history and mechanics of the Protocol as well as legal issues faced by broker-dealers who may consider joining the Protocol.

Client Reviews
★★★★★
I give Rob Herskovits and his law firm my strongest possible recommendation. He expertly guided me through a challenging and highly adversarial FINRA disciplinary hearing. Due largely to Rob's extraordinary efforts, each of FINRA's charges were ultimately dismissed by the hearing panel. It is unusual to beat FINRA on their home court, and I'm grateful to have had Rob by my side. Matt D.